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IAR CE Year-End Processing Update

calendar_today October 22, 2026 person K29547 domain regulatory

IAR CE Year-End Processing Update K29547 Thu, 10/22/2026 - 11:41 Please note the following important changes to IAR CE status reporting for year-end 2026. Beginning December 27 at 4 p.m. ET, investment adviser representatives (IARs) whose registrations will be directly impacted by an incomplete 2025 IAR CE requirement will have their ‘CE Inactive’ IAR CE status advanced to ‘Fail-to-Renew’ and their IAR registration in IAR CE jurisdictions will be updated from APP_PENDING_IARCE to IAR_FTR with an effective date of December 31, 2026.

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