In the ever-evolving landscape of UK financial regulation, SYSC 10A has emerged as a keystone of operational integrity. Under SYSC 10A, the Financial Conduct Authority (FCA) requires firms to take all reasonable steps to record relevant communications, including voice calls and electronic messaging, that relate to the reception, transmission, and execution of client orders. ISYSC… Continue reading SYSC 10A compliance guide: FCA communication recording requirements explained
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