In 2026, this is a critical priority as the Financial Conduct Authority (FCA) (under SYSC record-keeping rules) and the Securities and Exchange Commission (SEC) in the U.S. intensify their crackdowns on off-channel communications. In August 2025, the FCA published a landmark review of 11 wholesale banks, revealing that 41% of policy breaches involved staff at… Continue reading U.K. Hedge fund communication archiving: Compliance rules, risks & solutions (2026 guide)
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