24-01413.pdf Anonymous (not verified) Mon, 05/25/2026 - 18:10 Case ID 24-01413 Forum FINRA Document Type Award Claimants Theodore Simon Respondents Steward Partners Investment Solutions Neutrals Stephany Adriene Watson Scott Hooper Judson Wayne White Hearing Site Portland, OR Award Document 24-01413.pdf Documentum DocID 8a5d2ba0 Award Date Official Fri, 05/22/2026 - 12:00 Related Content Off Claimant Representatives Theodore Simon Respondent Representatives Edward S. Zusman
Discovery
Learnings
- auto_storiesStories
- categoryAreas
- helpFAQ
- forumConversations
- descriptionPapers
- mailNewsletters
- video_libraryVideos
- timelineTimeline
Guidance
- codeTechnology of APIs
- business_centerBusiness of APIs
- campaignEvangelism of APIs
- gavelGovernance of APIs
- historyHistory of APIs
- account_balancePolitics of APIs
Toolbox
- domainProviders
- apiAPIs
- cloudSolutions
- buildTools
- verifiedStandards
- gavelRegulations
- horizontal_ruleHeaders
- layersOverlays
- extensionExtensions
- schemaSchema
- policyPolicies
- ruleRules